Senior Compliance Manager Senior Compliance Manager …

Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Last application, 30 Apr 21
Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Last application, 30 Apr 21
Hays Banking
Senior Compliance Manager
Your new company
This company are a global bank based in Sydney CBD and have a large corporate and institutional client base.

Your new role
This role and reports to the Head of Compliance. You will be responsible to help manage and influence the Sydney Branch on internal and external compliance obligations. Responsibilities will include:

  • Regulatory Compliance in relation to the APRA prudential standards and ASIC regulations
  • Compliance advice to the Australian business
  • Maintaining and monitoring the bank's Compliance framework and assisting to improve where necessary
  • Conducting independent compliance reviews including Responsible Employees, AFSL and scenario analysis.
  • Ensuring that the operations of the branch complies with laws and other regulatory provisions
  • Ensuring the bank's policies and procedures are effective and up-to-date with the regulators latest requirements
  • Liaison with the Head of Risk and CRO in the occurrence of potential compliance violations and breaches documentation and reporting
  • Providing compliance training to the bank's employees, as well as drafting and modifying training materials and updating training register
  • Provide input into the Compliance Committee

What you'll need to succeed
  • A tertiary qualification in Commerce, Law, or Finance
  • Financial Services Compliance experience gained in the Australian market
  • A legal background would be preferred
  • Understanding of Australian financial market and regulatory frameworks
  • Excellent attention to detail
  • Mandarin language skills preferred but not essential
  • Ability to communicate with a wide array of stakeholders

What you'll get in return
An excellent permanent opportunity to work for a global bank in a general compliance role which is operational and advisory focussed, within a in a small team.

What you need to do now
Please click 'apply now' or contact Philip Lewis on 02 8226 9752 or email your CV to

LHS 297508
Company Overview

About Hays
Hays is the leading global specialist recruiting group. We are the experts at recruiting qualified, professional and skilled people worldwide, being the market leader in Asia Pacific and the UK and one of the market leaders in Continental Europe and Latin America. We operate across the private and public sectors, dealing in permanent positions, contract roles and temporary assignments.

Hays believes the right job can transform a person's life and the right person can transform a business. They are passionate about connecting candidates with the right job for them.

Hays operates in over 40 locations throughout Australia and New Zealand. They find permanent jobs for over 15,000 people a year and temporary and contract assignments for over 25,000 people a year and at any one time employ over 20,000 temporaries and contractors.

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